State of Charge Estimation for Lithium-Ion Batteries at Various Temperatures by Extreme Gradient Boosting and Adaptive Cubature Kalman Filter
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影响因子：5.6
DOI码：10.1109/TIM.2023.3346509
发表刊物：IEEE Transactions on Instrumentation and Measurement
关键字：State of charge, Estimation, Batteries, Machine learning algorithms, Mathematical models, Kalman filters, Temperature measurement
摘要：State of charge (SOC) plays a crucial role in battery management systems (BMSs) as it significantly impacts battery lifespan and energy efficiency. However, accurately estimating SOC is challenging due to the highly nonlinear electrochemical characteristics of batteries. Traditional machine learning algorithms struggle with substantial SOC estimation errors and limited convergence capability, particularly when faced with significant current fluctuations. Recursive algorithms heavily depend on battery models, which can introduce uncertainties during computation, potentially leading to system instability or divergence. Therefore, achieving accurate SOC monitoring has become a significant technical obstacle. To address these challenges, this study presents a novel SOC estimation algorithm named XGBoost-ACKF, which combines the strengths of extreme gradient boosting (XGBoost) and adaptive cubature Kalman filter (ACKF). XGBoost establishes a nonlinear mapping model between input and output characteristics, while ACKF filters and estimates the SOC approximation obtained from XGBoost. This integration yields highly accurate SOC estimation. Experimental results demonstrate that the proposed algorithm surpasses existing approaches in terms of estimation accuracy, generalization ability, and error convergence. Across various temperatures and testing conditions, the algorithm achieves a mean absolute error (MAE) and root-mean-square error (RMSE) of less than 1.06% and 1.25%, respectively. Furthermore, both RMSE and MAE are reduced by over 20% compared to the extended Kalman filter (EKF) and gradient-boosted decision tree (GBDT) methods. These findings establish the proposed algorithm as a promising solution for accurate SOC estimation in BMS applications.
论文类型：期刊论文
学科门类：工学
文献类型：J
卷号：73
页面范围：2504611
是否译文：否
发表时间：2024-01-06
收录刊物：SCI