哲学社会科学版
陕西师范大学学报(哲学社会科学版)
历史学研究
中国古代早期庶人的“名”与“姓名”
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鲁 西 奇
(武汉大学 历史学院, 湖北 武汉 430064)
鲁西奇,男,江苏东海人,历史学博士,武汉大学历史学院教授,博士研究生导师。
摘要:
西周春秋之世,姓、氏为贵族阶级所独用,庶人称名不称氏(姓)。战国时期,齐国仍秉持旧规,庶人称名;楚国无论贵族、平民,较普遍地使用“氏+名”,楚法且规定凡诉讼,必书明当事人之“居处名族”;秦国贵族官民,多以名为称,秦律要求涉事人要“定名事里”。西汉前期,姓、氏合而为一,称名方式的贵贱之别渐趋泯灭,庶人逐步普遍使用姓名。庶人之名,多由书吏在庶人著籍、行役、诉讼时,或在其他要求庶人负责的情况下,根据庶人名的口语发音,书写为特定的汉字,故以简易之单字或单纯词为便。复合词构成的双字或多字人名一般由限定或说明性语素和主体语素构成,具有特定的内涵与意义。“姓名”是由两个平等并列的词汇构成的联合型复合词,“姓”具有说明、限定“名”的作用。庶人姓名的文字书写及其普遍使用,当源于战国以来因战乱、迁徙与行役而导致的古代血缘、地缘人群组织的解体,以及国家权力直接控制庶人阶级的不断努力:编户著籍使庶人名普遍被书写成文字,而离乡、行役则促进了庶人普遍使用姓氏。
关键词:
姓名; 庶人; 古代社会; 楚简; 秦简; 陶文; 瓦书
收稿日期:
2021-07-04
中图分类号:
K22
文献标识码:
A
文章编号:
1672-4283(2021)06-0082-24
基金项目:
Doi:
10.15983/j.cnki.sxss.2021.1151
The “Name” and “Surname” of the Common People in Early Ancient China
LU Xiqi
(School of History, Wuhan University, Wuhan 430064, Hubei)
Abstract:
In the West Zhou Dynasty and the Spring and Autumn Period, the surname was used exclusively by the noble class, and the common people did not use a family name (surname). During the Warring States Period, Qi State still adhered to the old rules that commoners didn’t have surnames; regardless of the nobles and commoners, Chu State generally used “surname+name” system. The law of Chu State stipulated that, in any litigation, the place of residence, name, and clan to which the parties belong must be clearly stated. The Qin nobles, officials, and common people were usually named by their names, and the Qin Law required the persons involved to be clear about their names, the cause of the case and their hometown. In the early Western Han Dynasty, the distinction between noble and inferior names gradually disappeared, and common people gradually started to use surnames. The names of the common people were usually written as a specific Chinese character based on the oral pronunciation of the common people’s names during the registration, service, litigation, or other situations when the common people were required to be responsible, so it was a simple word or several simple words for convenience. The twocharacter or multicharacter names formed by compound words were generally composed of limited or descriptive morphemes and subject morphemes, and had specific connotations and meanings. Surname and name were combined compound words composed of two equal terms. The surname had the function of explaining and limiting the first name. The literalization and universalization of the names of the common people should be originated from the disintegration of the ancient blood and geographical groups caused by the wars, migrations and campaigns since the Warring States Period, as well as the continuous efforts of the state power to directly control the common people: compilation of household registration literalized the common people names, while leaving the country and the service promoted the normalization of the common people names.
KeyWords:
surname and personal name; common people; ancient society; slips unearthed in Chu State; slips unearthed in Qin State; inscription on pottery; inscription on tile